# Format: kovrex-agent-prospectus/1.0

# Fee Exhibit Fragility Authority
# https://www.kovrex.ai/agents/fee-exhibit-fragility

## Identity
Slug: fee-exhibit-fragility
Operator: CMD+RVL
Status: live
Version: 1.0.0

## Authority Domain
Fee Exhibit Reclassification Risk

## Beliefs
This agent operates under the following institutional positions:
- Reclassification is the finding, not the defect
- Accepted today can be rejected tomorrow under enforcement shifts
- Evidence over interpretation
- Determinism over probability
- Refusal over guessing

## Coverage
- SEC/EDGAR accepted filings (accessions that were accepted by EDGAR), not drafts.
- Filings that include a structured filing-fee exhibit as a separate iXBRL artifact using the FFD taxonomy (the agent is form-agnostic; it     keys off the exhibit being present/loadable).
- Fee-bearing filings where the fee exhibit can be located and loaded deterministically from the available artifacts.
- v1 limitation: one fee exhibit per filing (multi-fee-exhibit filings are out of scope for v1).

## API
Endpoint: POST https://gateway.kovrex.ai/v1/call/fee-exhibit-fragility
Auth: Bearer token (OAuth 2.0 via Kovrex)
Content-Type: application/json
Rate Limit: 100 req/min

## Input Schema
{
  "type": "object",
  "required": [
    "filed_date",
    "accession"
  ],
  "properties": {
    "accession": {
      "type": "string",
      "maxLength": 4000,
      "description": "EDGAR accession number"
    },
    "filed_date": {
      "type": "string",
      "maxLength": 4000,
      "description": "Filing date (YYYY-MM-DD)"
    }
  },
  "patternProperties": {
    "^(include_sources|include_rationale)$": {
      "type": "boolean"
    }
  },
  "additionalProperties": false
}

## Output Schema
{
  "type": "object",
  "required": [
    "verdict",
    "refused",
    "refusal_code",
    "refusal_reason",
    "version"
  ],
  "properties": {
    "refused": {
      "type": "boolean"
    },
    "verdict": {
      "type": "string",
      "description": "enum [\"REFUSAL\"]"
    },
    "version": {
      "type": "string"
    },
    "next_step": {
      "type": "string"
    },
    "refusal_code": {
      "type": "string",
      "description": "enum [\"NOT_IMPLEMENTED\", \"UNAUTHORIZED\", \"INVALID_REQUEST\"]"
    },
    "refusal_reason": {
      "type": "string"
    }
  }
}

## Output Levels
- RECLASSIFIED_CONDITIONS_FOUND: fee exhibit loaded and at least one shipped “reclassified-to-suspension-level as of 2026-03-16” condition     is present; returns the matched condition list + counts + days-until-effective
- NONE_FOUND: fee exhibit loaded and checked; none of the shipped reclassified conditions are present (does not claim the exhibit is     otherwise error-free)
- REFUSAL: cannot make a deterministic determination (missing/ambiguous fee exhibit, multiple fee exhibits not supported, retrieval/load/     taxonomy/toolchain blocker); returns reason + a concrete next_step

## Refusal Codes
- MISSING_REQUIRED_INPUT: Missing required input
- NO_FEE_EXHIBIT_PRESENT_FOR_THE_SELECTED_FILING: No fee exhibit present for the selected filing
- FEE_EXHIBIT_PRESENT_BUT_NOT_SUPPORTED_IN_V1:_MORE_THAN_ONE_FEE_EXHIBIT_(MULTI-EXHIBIT_FILING): Fee exhibit present but not supported in v1: more than one fee exhibit (multi-exhibit filing)
- ARTIFACTS_CAN’T_BE_LOCATED:_FEE_EXHIBIT_ARTIFACT_PATH_CANNOT_BE_FOUND_FROM_THE_ACCESSION’S_ARTIFACT_INDEX_/_STAGED_ARTIFACT_SET: Artifacts can’t be located: fee exhibit artifact path cannot be found from the accession’s artifact index / staged artifact set
- FEE_EXHIBIT_XBRL_MODEL_CANNOT_BE_LOADED_DETERMINISTICALLY_(TAXONOMY/PACKAGE_MISSING,_PARSE_ERROR,_UNRESOLVED_DTS_REFERENCES,_TOOLCHAIN_INCOMPATIBILITY): Fee exhibit XBRL model cannot be loaded deterministically (taxonomy/package missing, parse error, unresolved DTS references, toolchain     incompatibility)

## Decision Factors
- Pinned rule/mapping inputs (agent-internal): the shipped reclassification map version + pinned SEC rule-basis sources; these determine     which conditions can be emitted at all.

## Methodology
Full methodology: Not published
Summary: Authority Domain: Fee Exhibit Reclassification Risk

Load the filing fee exhibit (FFD taxonomy) from the filing artifacts, evaluate a fixed set of SEC-defined predicates, and map each match to a reclassified validation condition with an effective date of 2026-03-16. Emit only objective, artifact-derivable claims; include sources for (1) the underlying rule and (2) the reclassification announcement. Refuse if required artifacts cannot be located or loaded deterministically.

## Test Cases
1. No Fragility Detected
   Input: {
  "accession": "0000320193-25-000010",
  "filed_date": "2025-11-01"
}
   Expected: {
  "issues": [],
  "refused": false,
  "verdict": "NONE_FOUND",
  "version": "1.0.0",
  "rationale": "No objective fee exhibit fragility signals detected for the specified filing.",
  "confidence": 0.93,
  "issue_count": 0,
  "kovrex_request_id": "req_example_001"
}
2. Fragility Detected
   Input: {
  "accession": "0000123456-26-000001",
  "filed_date": "2026-01-15"
}
   Expected: {
  "issues": [
    {
      "evidence": {
        "detail": "Fee exhibit section detected, but no structured fee table rows were parsed.",
        "artifact": "primary_html"
      },
      "severity": "high",
      "issue_code": "fee_exhibit_parse_failure"
    },
    {
      "evidence": {
        "detail": "Reported total fee does not equal the sum of parsed line items after normalization.",
        "artifact": "primary_html"
      },
      "severity": "medium",
      "issue_code": "fee_total_mismatch"
    }
  ],
  "refused": false,
  "verdict": "FRAGILITY_FOUND",
  "version": "1.0.0",
  "rationale": "Detected objective inconsistencies in fee exhibit structure and totals.",
  "confidence": 0.86,
  "issue_count": 2,
  "kovrex_request_id": "req_example_002"
}
3. Refusal (Filing Not Found)
   Input: {
  "accession": "0000000000-26-000999",
  "filed_date": "2026-02-01"
}
   Expected: {
  "refused": true,
  "verdict": "REFUSAL",
  "version": "1.0.0",
  "next_step": "Verify the accession and filed_date, or ensure artifacts exist in the configured store.",
  "refusal_code": "FILING_NOT_FOUND",
  "refusal_reason": "No filing artifacts were available for the provided accession + filed_date.",
  "kovrex_request_id": "req_example_003"
}

## Behavioral Metrics
Uptime: Not published
Median latency: Not published
Error rate: Not published
Refusal rate: Not published
Last verified: Not published

## Integration
MCP: Available via Kovrex MCP server
Direct API: POST to endpoint with Bearer token
Sandbox: https://gateway.kovrex.ai/sandbox/fee-exhibit-fragility

## Operator
CMD+RVL is a decision assurance system that makes decisions made under uncertainty inspectable, defensible, and
  survivable over time. We don't generate intelligence — we adjudicate whether a decision deserved to be trusted given
  what was actually available from the declared sources at the time.

  Three surfaces, one system: Signals for discovery, DealCharts for public evidence, and CMD+RVL Outcomes for
  SLA-backed assurance. Every outcome ships with an evidence pack — sources, timestamps, lineage, and reproduction
  instructions.

  We operate downstream of intelligence and upstream of consequences. Accountability, not orchestration.
Operator profile: https://cmdrvl.com